Audit Manager - Global Markets - Electronic Trading
New York, NY
Full Time
Audit and Finance
Mid Level
NASC GLOBAL is conducting a confidential search for our esteemed client for an onsite Audit Manager - Global Markets - Electronic Trading located in New York, NY. You will assume the role of Auditor-in-Charge (AIC) with overseeing specific audit areas and executing the audit strategy for their Lines of Business (LOBs).
This position involves driving a risk-based approach to auditing by defining scope and test procedures, evaluating control environments, and ensuring compliance with audit policies.
The compensation salary range for this role is $150,000 – $160,000.
Responsibilities:
Required Qualifications:
Desired Certifications:
Req #: 2371
This position involves driving a risk-based approach to auditing by defining scope and test procedures, evaluating control environments, and ensuring compliance with audit policies.
The compensation salary range for this role is $150,000 – $160,000.
Responsibilities:
- Execute Audit Strategy: Develop and implement risk-based auditing strategies by defining audit scope, crafting audit programs, and leveraging innovative methods to produce high-quality audit reports promptly.
- Oversee Audit Testing: As the Auditor-in-Charge, you will ensure that audit testing is conducted efficiently, meeting quality standards and audit policies.
- Assess Business Impact: Evaluate the impact of findings on business processes, controls, and strategies. You’ll recommend severity ratings and escalate significant trends as necessary.
- Influence Management: Utilize your intellectual curiosity and judgment to engage with management effectively, driving improvements in the control environment and fostering continuous enhancements in auditing practices.
- Mentor Team Members: Guide and support your team daily, promoting an inclusive work culture while nurturing their professional development.
- Maintain Business Relationships: Build and strengthen partnerships with business leaders, primarily line management, to enhance understanding of business operations.
- Utilize Analytical Skills: Apply your expertise in Global Markets Electronic Trading to perform audit testing and support your team in delivering quality reports to business leaders.
- Manage Multiple Audits: Lead and execute various areas of test work during audits, demonstrating strong project management skills and the ability to raise and address concerns effectively.
Required Qualifications:
- Bachelor’s degree or Master's degree in Business, Economics, Finance, or MBA.
- At least 6-7 years of experience in Audit, Risk, Business Control, Compliance, Finance, or related fields.
- A solid understanding of Electronic Trading, including Direct Market Access, algorithmic trading strategies, and sponsored access.
- The ability to plan and execute audit test plans using a risk-based methodology.
- Strong organizational, analytical, and communication skills, with the capability to influence management effectively.
- A proactive approach to learning and teaching others, coupled with a positive attitude and intellectual curiosity.
- Exceptional analytical skills, with the ability to distill large data sets into actionable insights.
- The flexibility to manage multiple tasks and adapt to changing priorities.
- Proficiency in Microsoft Office and excellent communication skills for engaging with management at all levels.
- Knowledge of financial instruments and principles of financial risk management, particularly in Global Markets.
Desired Certifications:
- Certified Internal Auditor (CIA)
- Certified Information Systems Auditor (CISA)
- Certified Public Accountant (CPA)
- Chartered Financial Analyst (CFA)
- Certified Risk Management Assurance (CRMA)
Req #: 2371
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