Financial Advisor

Plantation, FL
Full Time
Finance
Experienced
NASC GLOBAL, a leading HR Consulting and Management firm, is excited to support the search for an experienced Financial Advisor for our client in Plantation, FL. This is an excellent opportunity for a driven professional to focus on asset gathering and relationship building within a dynamic and supportive environment.


Position Overview: As a Financial Advisor, you will primarily be responsible for bringing assets and cultivating relationships with clients. With all investing handled by the firm’s two portfolio managers, you can concentrate on growing your client base and generating revenue.

Compensation: This role is commission-based, with compensation directly tied to the revenue generated through asset gathering. Candidates must have the ability to bring in assets and clients to succeed in this position.

Key Responsibilities:

Asset Gathering:
  • Focus on building and maintaining strong client relationships to attract new assets.
  • Develop strategies for outreach and client engagement to maximize asset acquisition.

Client Interaction:
  • Provide exceptional client service by understanding their financial goals and objectives.
  • Communicate effectively with clients regarding their investments and financial plans.

Compliance and Regulations:
  • Stay informed about financial regulations and ensure compliance in all advisory activities.
  • Maintain thorough documentation of client interactions and asset management strategies.

Qualifications:
  • Bachelor's degree in Finance, Economics, Business, or a related field.
  • Series 65 license or equivalent, with a proven ability to bring in assets and clients.
  • Experience in Finance and Investments, with a focus on financial advisory.

Desired Skills: (Not Required)
  • Certifications such as CFP (Certified Financial Planner) are a plus.
  • Strong analytical and problem-solving skills.

Technical Skills:
  • Excellent communication and interpersonal skills.
  • Knowledge of financial regulations and compliance standards.

If you have worked in any of the following similar roles, we encourage you to apply:
  • Wealth Management Advisor
  • Investment Advisor
  • Client Relationship Manager

Job Reference Number: 2319
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